FSA Enforcement Trends

_____________


SEC Settlement Trends

SEC Settlements

Author Bios

SEC Settlement Report and Updates

_____________

Securities Class Action Trends Reports

_____________

News Releases

Media Coverage

Securities Blog Digest

Related Links

Related Research

Researchers: Request Data


Media Coverage

U.S. securities class actions settling for less
National Post
16 December, 2009

NERA: 2009 SEC Settlements Hit Post-SOX Low
Compliance Week
8 December, 2009

SEC Enforcement Focus Shifting To Individuals: Report
Law360
8 December, 2009

NERA Releases SEC Settlement Trends Update
The D&O Diary
8 December, 2009

SEC Settlements Fall For Second Year
On Wall Street
7 December, 2009

Number of defendants settling with SEC is down 8% in '09
Investment News
7 December, 2009

The 10 Biggest SEC Settlements Of The Last Year
Business Insider
28 September, 2009

SEC Enforcement Efforts Increase, Cost of Settlement Still High
IT Business Edge
11 August, 2009

NERA: SEC Settlements Values Remain High
Compliance Week
10 August, 2009

SEC 1Q SEC settlements top $480M
The Daily Record
21 April, 2009

SEC Settlements Rise 16% in Q1
CFO.com
16 April, 2009

New settlements by SEC jumped by 16% in first quarter of 2009
The National Law Journal
15 April, 2009

SEC Litigation Settlements Up in First Quarter
Research Recap
10 April, 2009

Can Mary Schapiro Revitalize the SEC?
Time
27 January, 2009

SEC Settlements Projected to Reach Three-Year High in 2008
Law.com
14 November, 2008

SEC Enforcement Settlements Expected to Hit Three-Year High in 2008
IndustryWeek
14 November, 2008

SEC Settlements Compared to Settlements in Private Shareholder Class Actions
Meaningful Disclosure
12 November, 2008

SEC Enforcement Cases: Focus on Individuals, Declining Corporate Penalties
SEC Actions
12 November, 2008

SEC to issue record number of settlements, study says
SmartBrief
11 November, 2008

SEC Settlements Up, But Payouts Down
Law360
11 November, 2008

SEC Settlements: A New Era Post-SOX
Compliance Weekly
11 November, 2008

New SEC Enforcement Study: Unprecedented Penalties Since Sarbanes-Oxley Was Passed
The Am Law Litigation Daily
11 November, 2008

SEC Enforcement Settlements Increase Overall, Study Says
IT Business Edge
11 November, 2008

SEC settlements could hit 3-year high
Investment News
11 November, 2008

NERA Introduces "Securities Litigation Trends" Website
Securities Docket
10 November, 2008

NERA Study Details Post-SOX SEC Settlements
The D&O Diary
10 November, 2008